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Affidavit of Adviser Activity in Arizona:
AZ Securities Fingerprinting Instructions:
Form U-5 :
Intrastate Crowdfunding Exemption Notice Filing Form
Investor Complaint Form - English:
Public Records Reproduction Request:
List Request and Instructions:
Registration Quick Links
Registration of Securities
Registration Exemptions
Registration and Licensure Exemptions<
Forms
Address:
1300 W. Washington St,
Phoenix, AZ 85007
Phone:
Main:
(602) 542-4242
Toll-Free in AZ:
1-(866) 837-4399
Arizona Corporation Commission
Phoenix Office
1200 W. Washington Street
Phoenix, AZ 85007
> Commissioners
> Executive Director
> Legal
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> Hearings
Arizona Corporation Commission
Phoenix Office
1300 W. Washington Street
Phoenix, AZ 85007
> Administration
> Safety
> Corporations
> Securities
Arizona Corporation Commission
Tucson Office
400 W. Congress Street
Tucson, AZ 85701
> Corporations
> Hearings
> Utilities